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<journal-id journal-id-type="publisher">mjm</journal-id>
<journal-title-group>
<journal-title>Michigan Journal of Medicine</journal-title>
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<issn pub-type="epub">2470-9727</issn>
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<article-meta>
<article-id pub-id-type="publisher-id">3478</article-id>
<article-id pub-id-type="manuscript">2a-manuscript_cleanedup.docx</article-id>
<article-id pub-id-type="doi">10.3998/mjm.3478</article-id>
<title-group>
<article-title>Reducing Unnecessary Organ Discards: Utilizing Best Case/Worst Case to Improve Conversations Regarding &#x201C;Increased Risk&#x201D; Kidney Donors with Patients</article-title>
<alt-title alt-title-type="running-head">Gomez-Rexrode et al.: Reducing Unnecessary Organ Discards</alt-title>
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<contrib-group>
<contrib contrib-type="author">
<contrib-id contrib-id-type="orcid">0000-0002-7231-7600</contrib-id>
<name>
<surname>Gomez-Rexrode</surname>
<given-names>Amalia Elvira</given-names></name>
<degrees>BS</degrees>
<email>amaliagr@med.umich.edu</email>
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<contrib contrib-type="author">
<contrib-id contrib-id-type="orcid">0000-0001-5947-4890</contrib-id>
<name>
<surname>Cassidy</surname>
<given-names>Devon</given-names></name>
<degrees>BS</degrees>
<email>cdevon@med.umich.edu</email>
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<contrib-id contrib-id-type="orcid">0000-0002-4733-2825</contrib-id>
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<surname>Highet</surname>
<given-names>Alex</given-names></name>
<degrees>BA</degrees>
<email>ahighet@med.umich.edu</email>
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<contrib-id contrib-id-type="orcid">0000-0003-2324-844X</contrib-id>
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<given-names>Michael J.</given-names></name>
<degrees>BS</degrees>
<email>mjkirsch@med.umich.edu</email>
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<contrib-id contrib-id-type="orcid">0000-0001-5625-9968</contrib-id>
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<surname>Santos-Parker</surname>
<given-names>Jessica</given-names></name>
<degrees>PhD</degrees>
<email>jessicrs@med.umich.edu</email>
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<contrib-id contrib-id-type="orcid">0000-0002-2773-9775</contrib-id>
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<given-names>Keli</given-names></name>
<degrees>PhD</degrees>
<email>parkerks@med.umich.edu</email>
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<contrib-id contrib-id-type="orcid">0000-0003-1895-2715</contrib-id>
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<surname>Bishop</surname>
<given-names>Ruth</given-names></name>
<degrees>MBA</degrees>
<email>ruthbi@med.umich.edu</email>
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<contrib-id contrib-id-type="orcid">0000-0002-9400-1340</contrib-id>
<name>
<surname>Deda</surname>
<given-names>Linda Camaj</given-names></name>
<degrees>BS</degrees>
<email>lincamaj@med.umich.edu</email>
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<contrib contrib-type="author">
<contrib-id contrib-id-type="orcid">0000-0002-8143-7778</contrib-id>
<name>
<surname>Brown</surname>
<given-names>Craig S.</given-names></name>
<degrees>MD</degrees>
<email>brcraig@med.umich.edu</email>
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<contrib contrib-type="author">
<contrib-id contrib-id-type="orcid">0000-0001-8691-9111</contrib-id>
<name>
<surname>Englesbe</surname>
<given-names>Michael J.</given-names></name>
<degrees>MD</degrees>
<email>englesbe@med.umich.edu</email>
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<contrib contrib-type="author">
<contrib-id contrib-id-type="orcid">0000-0003-3725-0444</contrib-id>
<name>
<surname>Eton</surname>
<given-names>Ryan</given-names></name>
<degrees>MD</degrees>
<email>etonr@med.umich.edu</email>
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<aff id="aff1"><label>&#x002A;</label><institution>University of Michigan Medical Center</institution><institution content-type="position"></institution><institution content-type="dept"></institution><addr-line content-type="addrline1"></addr-line><country></country><addr-line content-type="city"></addr-line><addr-line content-type="zipcode"></addr-line><phone content-type="primary"></phone></aff>
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<aff id="aff9"><label>&#x00A7;&#x00A7;</label><institution>University of Michigan Medical Center</institution><institution content-type="position"></institution><institution content-type="dept"></institution><addr-line content-type="addrline1"></addr-line><country></country><addr-line content-type="city"></addr-line><addr-line content-type="zipcode"></addr-line><phone content-type="primary"></phone></aff>
<aff id="aff10"><label>&#x00B6;&#x00B6;</label><institution>University of Michigan Medical Center</institution><institution content-type="position"></institution><institution content-type="dept"></institution><addr-line content-type="addrline1"></addr-line><country></country><addr-line content-type="city"></addr-line><addr-line content-type="zipcode"></addr-line><phone content-type="primary"></phone></aff>
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<author-notes>
<p>Conflicts of interest:</p>
<p>The authors have no conflicts of interest to disclose</p>
</author-notes>
<pub-date><day>23</day><month>12</month><year>2022</year></pub-date>
<volume>6</volume><issue>0</issue>
<history>
<date date-type="received"><day></day><month></month><year></year></date>
<date date-type="rev-recd"><day></day><month></month><year></year></date>
<date date-type="accepted"><day></day><month></month><year></year></date>
</history>
<permissions>
<license>
<license-p>CC-BY-NC-SA 4.0</license-p>
<license-p>&#x00A9; 2022 Author(s)</license-p>
<license-p>This is an open-access article distributed under the terms of the Creative Commons Attribution 4.0 International license, which permits anyone to download, copy, distribute, display, or adapt the text without asking for permission, provided that the creator(s) are given full credit.</license-p>
<license-p>ISSN 2470-9727</license-p>
</license>
</permissions>
<abstract id="ABS1">
<p id="P1">In 1994, to guide patients and surgeons in making informed decisions about organ transplantation and reduce transplant-mediated infectious disease transmission, the Centers for Disease Control and Prevention announced the Public Health Service guidelines for increased risk donor (IRD) organs. This classification identifies donors associated with greater risk for contracting human immunodeficiency virus, hepatitis B virus, and hepatitis C virus as increased risk donors. These donor organs are discarded at higher rates than non-IRD organs, despite equivalent patient and graft survival rates following transplantation. Biases and stigmas, as well as misunderstandings about the term &#x201C;increased risk,&#x201D; may contribute to the discard of these high-quality organs. Novel communication strategies regarding the risk of disease transmission from IRD organs are needed to reduce misunderstandings between patients and providers and shift the conversation from probabilities and statistics to patient-centered values and expectations.</p>
<p id="P2">Using a standardized tool such as Best Case/Worst Case to elicit patients&#x2019; preferences and share expected outcomes of accepting versus rejecting an IRD organ has the potential to improve IRD risk communication. The purpose of this article is to elucidate the underutilization of IRD organs, through the example of a potential kidney transplantation, to demystify this complex and high-stakes decision utilizing a novel communication strategy and to propose policy changes to IRD organ management that could result in hundreds of additional lives saved each year.</p>
</abstract>
<kwd-group>
<kwd>increased risk donor</kwd>
<kwd>kidney transplantation</kwd>
<kwd>shared decision-making</kwd>
<kwd>communication</kwd>
<kwd>patient outcomes</kwd>
</kwd-group>
<funding-group/>
<counts>
<fig-count count="1"/>
</counts>
<custom-meta-group><custom-meta id="competing-interest"><meta-name></meta-name><meta-value></meta-value></custom-meta></custom-meta-group>
</article-meta>
</front>
<body>
<sec id="S1">
<title>Introduction</title>
<sec id="S2">
<title>The Problem</title>
<p><italic>Ms. Smith is a 48-year-old female on hemodialysis for end-stage renal disease (ESRD). She is a schoolteacher and mother of three. Her transplant surgeon calls about an available donor kidney and explains that the donor is young but &#x201C;increased risk&#x201D; due to previous intravenous (IV) drug use. There is an unlikely possibility of transmission of undetected human immunodeficiency virus (HIV) or hepatitis, but her surgeon still recommends that she accept the organ. Ms. Smith is unsure. She has struggled with dialysis and wants to return to her work and family but wonders how much of a return to normalcy she could have with HIV. Ms. Smith asks her surgeon whether she will remain at the top of the transplant list if she declines this &#x201C;high-risk&#x201D; kidney. Her surgeon informs her that she will. Ms. Smith declines the offer</italic>.</p>
<p>Over 100,000 individuals currently need a lifesaving organ transplant, yet only 39,719 received a transplant in 2019.<xref ref-type="bibr" rid="R1"><sup>1</sup></xref> Despite this persistent supply-demand discrepancy that defines the organ donor system,<xref ref-type="bibr" rid="R1"><sup>1</sup></xref><sup>,</sup><xref ref-type="bibr" rid="R2"><sup>2</sup></xref> Ms. Smith&#x2019;s scenario is common. Such &#x201C;high-risk&#x201D; kidneys&#x2014;officially classified as &#x201C;increased risk donor&#x201D; (IRD) organs&#x2014;are rejected at 1.5 times the rate of non-IRD kidneys.<xref ref-type="bibr" rid="R3"><sup>3</sup></xref> The IRD classification denotes donors who meet criteria associated with greater risk for contracting HIV, hepatitis B virus (HBV), and hepatitis C virus (HCV), including IV drug users and persons with hemophilia, in an effort to reduce infectious disease transmission.<xref ref-type="bibr" rid="R4"><sup>4</sup></xref><sup>,</sup><xref ref-type="bibr" rid="R5"><sup>5</sup></xref> With modern nucleic acid testing (NAT) for HIV and HCV, the risk of unintended transmission is low but cannot be eliminated.<xref ref-type="bibr" rid="R4"><sup>4</sup></xref> For patients and providers, weighing the risk of disease transmission relative to remaining on the waitlist is challenging and prone to bias, potentially leading to underutilization of IRD organs and lives lost.</p>
</sec>
<sec id="S3">
<title>Context: History of IRD in the United States</title>
<p>Amid growing concerns about HIV transmission following transplant surgery, the Centers for Disease Control and Prevention (CDC) announced the 1994 Public Health Service (PHS) guidelines for IRD organs.<xref ref-type="bibr" rid="R6"><sup>6</sup></xref> In 2013, these guidelines were expanded to include criteria for increased risk status for HBV and HCV.<xref ref-type="bibr" rid="R7"><sup>7</sup></xref></p>
<p>In the years since the original IRD designation, much has changed. IRD organ donations from drug overdose deaths have increased due to the US opioid epidemic, resulting in an increase of potentially usable organs.<xref ref-type="bibr" rid="R8"><sup>8</sup></xref> The incidence of HIV has decreased,<xref ref-type="bibr" rid="R9"><sup>9</sup></xref> while hepatitis incidence continues to increase,<xref ref-type="bibr" rid="R10"><sup>10</sup></xref> and effective pharmacologic treatments have transformed outcomes for both diseases. Advancements in pharmacology and NAT have also shortened the diagnostic &#x201C;window&#x201D; periods, when the virus is undetectable despite being present.<xref ref-type="bibr" rid="R7"><sup>7</sup></xref></p>
</sec>
<sec id="S4">
<title>IRD and Decision-Making: Statistics and Biases</title>
<p>The kidney offered to Ms. Smith was labeled IRD due to the donor&#x2019;s previous IV drug use. Estimates for the risk to a recipient of a window period infection for HIV and HCV undetected by enzyme-linked immunoassay (ELISA) and NAT per 10,000 donors are detailed in <xref ref-type="table" rid="T1">Table 1</xref> (recreated from the Organ Procurement and Transplantation Network report<xref ref-type="bibr" rid="R7"><sup>7</sup></xref>). There is a 30-fold difference in the risk of HCV transmission between an organ donated from an IV drug user with a negative serology test (3&#x0025;) and an incarcerated individual with the same negative test (&#x003C;0.1&#x0025;). Nonetheless, these scenarios carry the same IRD designation.</p>
<table-wrap id="T1" position="float" orientation="portrait"><label>Table 1.</label><caption><p>Estimated Infection Risk to Recipients During Window Period of Undetectable Virus Levels Despite the Virus Being Present<xref ref-type="fn" rid="tfn1"><sup>a</sup></xref></p></caption>
<table frame="hsides" rules="groups">
<col align="left" valign="middle"/>
<col align="left" valign="middle"/>
<col align="left" valign="middle"/>
<col align="left" valign="middle"/>
<col align="left" valign="middle"/>
<thead>
<tr>
<th align="left" valign="top"><p>Risk to recipient per 10,000 donors</p></th>
<th align="center" valign="top"><p>HIV ELISA</p></th>
<th align="center" valign="top"><p>HIV NAT</p></th>
<th align="center" valign="top"><p>HCV ELISA</p></th>
<th align="center" valign="top"><p>HCV NAT</p></th>
</tr>
</thead>
<tbody>
<tr>
<td align="left" valign="top"><p><bold>Men who have sex with men</bold></p></td>
<td align="center" valign="top"><p>10.2 (0.10&#x0025;)</p></td>
<td align="center" valign="top"><p>4.2 (&#x003C;0.1&#x0025;)</p></td>
<td align="center" valign="top"><p>32.5 (0.33&#x0025;)</p></td>
<td align="center" valign="top"><p>3.5 (&#x003C;0.1&#x0025;)</p></td>
</tr>
<tr>
<td align="left" valign="top"><p><bold>IV drug users</bold></p></td>
<td align="center" valign="top"><p>12.1 (0.12&#x0025;)</p></td>
<td align="center" valign="top"><p>4.9 (&#x003C;0.1&#x0025;)</p></td>
<td align="center" valign="top"><p>300.6 (3&#x0025;)</p></td>
<td align="center" valign="top"><p>32.4 (0.32&#x0025;)</p></td>
</tr>
<tr>
<td align="left" valign="top"><p><bold>Persons with hemophilia</bold></p></td>
<td align="center" valign="top"><p>0.086 (&#x003C;0.01&#x0025;)</p></td>
<td align="center" valign="top"><p>0.035 (&#x003C;0.01&#x0025;)</p></td>
<td align="center" valign="top"><p>0.26 (&#x003C;0.1&#x0025;)</p></td>
<td align="center" valign="top"><p>0.027 (&#x003C;0.01&#x0025;)</p></td>
</tr>
<tr>
<td align="left" valign="top"><p><bold>Commercial sex worker</bold></p></td>
<td align="center" valign="top"><p>6.6 (&#x003C;0.1&#x0025;)</p></td>
<td align="center" valign="top"><p>2.7 (&#x003C;0.1&#x0025;)</p></td>
<td align="center" valign="top"><p>114.9 (1.2&#x0025;)</p></td>
<td align="center" valign="top"><p>12.3 (0.12&#x0025;)</p></td>
</tr>
<tr>
<td align="left" valign="top"><p><bold>Sex with a partner in above categories</bold></p></td>
<td align="center" valign="top"><p>0.7 (&#x003C;0.1&#x0025;)</p></td>
<td align="center" valign="top"><p>0.3 (&#x003C;0.1&#x0025;)</p></td>
<td align="center" valign="top"><p>114.9 (1.2&#x0025;)</p></td>
<td align="center" valign="top"><p>12.3 (0.12&#x0025;)</p></td>
</tr>
<tr>
<td align="left" valign="top"><p><bold>Blood product exposure</bold></p></td>
<td align="center" valign="top"><p>1.5 (&#x003C;0.1&#x0025;)</p></td>
<td align="center" valign="top"><p>0.6 (&#x003C;0.1&#x0025;)</p></td>
<td align="center" valign="top"><p>4 (&#x003C;0.1&#x0025;)</p></td>
<td align="center" valign="top"><p>0.4 (&#x003C;0.1&#x0025;)</p></td>
</tr>
<tr>
<td align="left" valign="top"><p><bold>Incarceration</bold></p></td>
<td align="center" valign="top"><p>2.3 (&#x003C;0.1&#x0025;)</p></td>
<td align="center" valign="top"><p>0.9 (&#x003C;0.1&#x0025;)</p></td>
<td align="center" valign="top"><p>7.2 (&#x003C;0.1&#x0025;)</p></td>
<td align="center" valign="top"><p>0.8 (&#x003C;0.1&#x0025;)</p></td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<attrib>Abbreviations: HIV, human immunodeficiency virus; ELISA, enzyme-linked immunoassay; NAT, nucleic acid testing; HCV, hepatitis C virus.</attrib>
<fn id="tfn1"><p><sup>a</sup>Recreated from the Organ Procurement and Transplantation Network report.<xref ref-type="bibr" rid="R7"><sup>7</sup></xref></p></fn>
</table-wrap-foot>
</table-wrap>
<p>While an IRD organ may represent an initial increased risk, there are also corollary risks of remaining on the transplant list, such as contracting HCV while receiving hemodialysis or death from organ failure.<xref ref-type="bibr" rid="R5"><sup>5</sup></xref> In 2017, more than 6500 transplant candidates died while on the waitlist.<xref ref-type="bibr" rid="R1"><sup>1</sup></xref> Given that patient and graft survival following transplantation are equivalent between IRD and non-IRD organs, acceptance of IRD organs compared with remaining on the waitlist provides a significant long-term survival benefit.<xref ref-type="bibr" rid="R11"><sup>11</sup></xref><sup>,</sup><xref ref-type="bibr" rid="R12"><sup>12</sup></xref></p>
<p>Current IRD guidelines leave each organ offer vulnerable to the biases of provider and patient. Transplant surgeons&#x2019; bias of transmission risk based on IRD criteria do not correspond with actual risk, leading to underutilization of IRD organs.<xref ref-type="bibr" rid="R13"><sup>13</sup></xref> Research has shown, however, that with more direct guidance on IRD use, surgeon utilization of IRD organs increases.<xref ref-type="bibr" rid="R14"><sup>14</sup></xref> Additionally, improved patient education regarding true risks can improve utilization.<xref ref-type="bibr" rid="R15"><sup>15</sup></xref><sup>,</sup><xref ref-type="bibr" rid="R16"><sup>16</sup></xref> Enhanced knowledge and communication about IRD risk could improve acceptance of IRD organs and patient outcomes.</p>
</sec>
</sec>
<sec id="S5">
<title>A Path Forward: The Best Case/Worst Case Toolkit</title>
<p>Ms. Smith&#x2019;s decision to turn down this &#x201C;high-risk&#x201D; kidney is understandable. Research shows that ratios and percentages are difficult for patients and providers to comprehend during risk&#x2013;benefit discussions.<xref ref-type="bibr" rid="R17"><sup>17</sup></xref> Physician&#x2013;patient communication around high-stakes decisions requires more than presenting data; it requires effective communication of risks and benefits through the lens of the patient&#x2019;s values. Clinicians need better strategies to engage in risk&#x2013;benefit conversations with patients around IRD organ offers as no gold standard exists.</p>
<p>Best Case/Worst Case (BC/WC) is a decision-making tool developed at the University of Wisconsin that has been shown to improve the quality of perioperative conversations between surgeons and their patients<xref ref-type="bibr" rid="R18"><sup>18</sup></xref> as well as promote shared decision-making between nephrologists and their patients around dialysis initiation.<xref ref-type="bibr" rid="R19"><sup>19</sup></xref> BC/WC conceptualizes risk through figures and stories rather than abstract percentages and probabilities. The keys to BC/WC are communicating the seriousness of the patient&#x2019;s condition gently but clearly; utilizing storytelling and narratives; and providing patients and their families with a simple visual aid to better depict their options.</p>
<p>Although not yet validated in transplant surgery, we believe that BC/WC could foster improved provider&#x2013;patient discussions around IRD organ offers. We present an example of how Ms. Smith&#x2019;s transplant surgeon could utilize BC/WC to explain her two options&#x2014;accepting the IRD kidney or remaining on the waitlist&#x2014;and characterizing Ms. Smith&#x2019;s &#x201C;best case,&#x201D; &#x201C;worst case,&#x201D; and most likely outcomes for each choice. We have adapted the BC/WC visual aid to further illustrate these options (<xref ref-type="fig" rid="F_1">Figure 1</xref>).</p>
<fig id="F_1" position="float"><label>Figure 1.</label><caption><title>Ms. Smith&#x2019;s Best Case/Worst Case Graphic Aid</title></caption><graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="mjm.3478-f0001.jpg"/></fig>
<sec id="S6">
<title>Best Case/Worst Case&#x2014;Accepting the IRD Kidney</title>
<p>If Ms. Smith chooses to accept the IRD kidney, her <bold>Best Case</bold> outcome is a successful transplant. Her surgeon should describe the quality of life benefits, such as returning to caring for her family and work. This is also her <bold>Most Likely</bold> outcome.</p>
<p>In the <bold>Worst Case</bold> outcome, Ms. Smith contracts a viral disease from the IRD kidney. Her surgeon should describe the treatment regimen for each possible disease (e.g., lifetime antiretroviral therapy for HIV or near-guaranteed cure for HCV).</p>
</sec>
<sec id="S7">
<title>Best Case/Worst Case&#x2014;Rejecting the IRD Kidney</title>
<p>If Ms. Smith instead chooses to remain on the waitlist, her <bold>Best Case</bold> outcome would be that she quickly receives an offer for a non-IRD kidney before her health declines further. Her surgeon should describe that she would remain on the waitlist and continue with dialysis but should also communicate that this scenario is unlikely.<xref ref-type="bibr" rid="R3"><sup>3</sup></xref><sup>,</sup><xref ref-type="bibr" rid="R12"><sup>12</sup></xref></p>
<p>The <bold>Worst Case</bold> outcome of declining the IRD kidney is that Ms. Smith will die of ESRD complications while waiting for another kidney offer. Her surgeon can gently explain the expected decline in her quality of life and functional status.</p>
<p>In this situation, the <bold>Most Likely</bold> outcome of declining the IRD kidney would lie somewhere between the best and worst cases: she can most likely expect to wait some time for a new match. The graphical representation of probabilities in the visual aid is especially helpful, as Ms. Smith and her family can reference it after their discussion.</p>
<p>As Ms. Smith considers her options, her surgeon should elicit Ms. Smith&#x2019;s values and goals as well as the risks that are acceptable to her. Using the BC/WC decision tool, Ms. Smith&#x2019;s surgeon will help develop a shared understanding that accepting the IRD kidney would give her the most likely opportunity to resume the life that she values, but the ultimate decision is hers.</p>
</sec>
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<sec id="S8">
<title>Conclusion: Suggestions for IRD Policy Change</title>
<p>Although limitations may exist for BC/WC regarding time constraints, provider training, and generalizability of the tool in various clinical contexts, the tool provides a useful framework to improve patient&#x2013;provider shared decision-making around solid organ offers. In addition to BC/WC, more robust shared decision-making tools should also be developed to improve patient education around IRD organs. Future tools could include talking points for providers around IRD as well as answers to patients&#x2019; frequently asked questions. Prior to implementation, these tools should be validated in the clinical setting to ensure they meet the needs of patients and providers. These tools, once implemented, should be readily available in various languages, to ensure all patients have equal access to the shared decision-making process around IRD organ decisions. Hospital interpreters should also be trained in communicating the information included in these tools.</p>
<p>Broader policy change is also needed to update language in the PHS guidelines to better define IRD organ designation. The Department of Health and Human Services is currently revising recommendations for the PHS guidelines, with proposed changes such as altering the behavior timeframe and removing several criteria from the IRD designation.<xref ref-type="bibr" rid="R20"><sup>20</sup></xref> Given concerns that the current verbiage causes cognitive bias, recommendations have also been made to change the terminology of IRD.<xref ref-type="bibr" rid="R21"><sup>21</sup></xref> We strongly recommend such policy adjustments, considering the data suggest over 300 additional organ transplants could be performed annually in the absence of IRD status.<xref ref-type="bibr" rid="R9"><sup>9</sup></xref> Reflecting on the public health consequences of IRD organ underutilization, the transplant community must reevaluate whether the IRD label causes greater harm than benefit.</p>
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